SEBI Consulting Services

SEBI Consulting Services

Streamline Your Compliance with SEBI – TKM Associates

At TKM Associates, we offer expert SEBI Consulting Services to assist businesses in adhering to the regulatory framework established by the Securities and Exchange Board of India (SEBI). Our comprehensive services ensure compliance, mitigate risks, and help organizations maintain transparency and trust in capital markets.

What is SEBI Consulting?

SEBI Consulting involves specialized advisory services aimed at helping companies, financial institutions, and intermediaries comply with the rules, regulations, and guidelines issued by SEBI. These services are essential for businesses engaged in capital markets, securities trading, and investment management.

Our SEBI Consulting Services Include:

Compliance Management:

• Advisory on compliance with SEBI regulations, including periodic filings and disclosures.

IPO and Public Offerings Advisory:

• Assistance with Initial Public Offerings (IPO), follow-on public offerings, and rights issues.

Corporate Governance:

• Guidance on governance practices to meet SEBI standards for listed entities.

Insider Trading Regulations:

• Advisory on implementing and adhering to SEBI’s Prohibition of Insider Trading (PIT) regulations.

Takeover and Acquisition Compliance:

• Support with SEBI regulations related to mergers, acquisitions, and takeovers.

Investment Advisory Compliance:

• Assistance with registration and compliance for investment advisors under SEBI regulations.

Mutual Fund Compliance:

• Guidance on SEBI regulations for mutual funds, asset management companies, and trustees.

Securities Listing and Delisting:

• Advisory on listing securities on stock exchanges or delisting procedures.

Grievance Redressal and Investor Protection:

• Assistance in resolving investor grievances and implementing SEBI’s investor protection measures.

SEBI Audits and Inspections:

• Preparing for SEBI audits, conducting internal inspections, and addressing regulatory queries.

Why is SEBI Compliance Important?

• Investor Trust: Build credibility and trust among investors through transparency and adherence to regulations.
• Market Reputation: Maintain a strong reputation in capital markets with consistent compliance.
• Avoid Penalties: Mitigate risks of financial penalties and legal challenges due to non-compliance.
• Operational Efficiency: Streamline processes and improve corporate governance with SEBI-aligned practices.

Why Choose TKM Associates for SEBI Consulting?

• Domain Expertise: Deep understanding of SEBI regulations and extensive experience in the capital markets.
• Customized Solutions: Tailored advisory services to meet your unique business requirements.
• Proactive Approach: Anticipating regulatory changes and ensuring timely compliance.
• End-to-End Support: From documentation to representation, we handle all aspects of SEBI compliance.
• Trusted Partner: Proven track record of delivering reliable and result-oriented consulting services.

Industries We Serve:

• Listed Companies
• Investment Advisors
• Mutual Funds and Asset Management Companies
• Stockbrokers and Depository Participants
• Financial Institutions and Banks

Simplify SEBI Compliance with TKM Associates

With TKM Associates’ SEBI Consulting Services, you can confidently navigate the complexities of SEBI regulations, ensuring seamless operations and growth in capital markets.